TD Bank
Information Barrier Surveillance Lead Analyst
$150K–$180K
New York, New York · Office Focused · Full-time · Posted Oct 20, 2026
- Experience
- 5+ years of trade surveillance experience is preferred; the general job description states 5-7 years of related experience.
- Education
- Undergraduate degree required; the general job description also states a bachelor’s degree or progressive work experience.
About the job
Conducts information-barrier trade surveillance, investigates alerts and potential market abuse, escalates risks, and helps improve surveillance systems and processes.
What you'll do
- Review surveillance for information-barrier breaches, Restricted and Grey (Watch) List activity, Over the Wall Surveillance, and misuse of MNPI; meet T+1 review timelines.
- Analyze alerts and data, document cases, and escalate potential legal, regulatory, or policy violations to Surveillance Management and Compliance partners.
- Help calibrate and enhance surveillance patterns and systems, support audits and regulatory requests, and coach colleagues.
What they ask for
- Undergraduate degree.
- Basic knowledge of trade surveillance.
- Knowledge of US markets and regulations, particularly Information Barrier Surveillance.
Nice to have
- 5+ years of experience trade surveillance with specific focus on Information Barrier Surveillance.
- Relevant professional designations such as FINRA Certified Compliance Officer Program; surveillance experience at a peer firm or regulator.
Pay
$150,000 - $180,000 USD (base salary)
Model-written summary · the original posting is authoritative