TD Bank
VP Compliance - Trade Surveillance, Fixed Income
$140K–$180K
New York, New York · On-site · Director · Full-time · Posted Aug 10, 2026
- Experience
- 6-9 years of related experience in Fixed Income markets.
- Education
- Bachelor's degree or progressive work experience.
About the job
Leads a specialized trade surveillance compliance team, advising business units on regulatory risk and overseeing surveillance and regulatory reviews, with expertise in fixed income and commodities.
What you'll do
- Lead compliance specialists and advise business units on regulatory requirements and risk.
- Manage regulatory reviews, inquiries, audits, and exams; analyze results and recommend improvements.
- Coordinate with business, Compliance, Technology, Operations, regulators, and other stakeholders on alerts, requests, and reporting.
What they ask for
- 6-9 years of related experience in Fixed Income markets.
- Bachelor's degree or progressive work experience.
Nice to have
- Broad knowledge of Fixed Income, Commodities, Options and Futures products.
Pay
$140,000 - $180,000 USD (base salary)
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