The Voleon Group
Senior Associate - Audit, Compliance and Operational Risk
$130K–$150K
Berkeley, CA +1 · Hybrid · Senior · Full-time · Posted Oct 5, 2026
- Location
- Berkeley, CA
New York - Experience
- 2-5+ years in audit, risk, or compliance with meaningful GRC depth.
About the job
Supports the Legal and Compliance organization by developing and operating audit, compliance, and operational risk programs, assessing controls, and tracking remediation.
What you'll do
- Conduct risk reviews and scoped audits, including process documentation, control assessments, testing, reporting, and remediation follow-up.
- Coordinate the SOC project, including audit-team coordination, document requests, audit materials, and status updates.
- Support compliance policies, program administration, training, and remediation tracking.
What they ask for
- 2-5+ years of experience in audit, risk, or compliance with meaningful GRC depth.
- Experience maturing a governance, risk, and compliance program, including risk registers, assessments, control mapping, and remediation tracking.
- Familiarity with risk assessment methodologies (COSO, or equivalent).
- Experience with vendor risk management and third-party due diligence questionnaires.
Nice to have
- Experience with compliance frameworks such as SOC 1, COSO and/or Rule 206 (4) - 7 or equivalent.
- Background in financial services, hedge funds, or regulated environments with investor due diligence requirements.
Pay
$130K – $150K USD base salary; bonus amount not specified
Tools
COSO, SOC 1, Rule 206 (4) - 7
Model-written summary · the original posting is authoritative