Wells Fargo
Registered Client Associate
SAN FRANCISCO, CA · Full-time · Posted Oct 28, 2026
- Experience
- 1+ year of Brokerage and Client Services support experience, or equivalent demonstrated through work experience, training, military experience, education.
- Visa sponsorship
- Not eligible for Visa sponsorship.
About the job
Supports financial advisors by handling client service, account administration, appointment preparation, and related operational and regulatory recordkeeping.
What you'll do
- Assist advisors with client service, account information requests, quotes, and appointment preparation.
- Establish and service client accounts, prepare forms, and research account inquiries or issues.
- Provide administrative and referral support, including marketing coordination and regulatory files and records.
What they ask for
- 1+ year of Brokerage and Client Services support experience, or equivalent demonstrated through work experience, training, military experience, education.
- US only: Successfully completed FINRA Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration.
Nice to have
- Brokerage client support or financial-services administrative support experience; direct customer interaction experience.
- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills.
Pay
$30.77 - $45.67 USD base salary
Tools
Microsoft Office, Word, Excel, Outlook, PowerPoint, FINRA Series 7, FINRA Series 63
Model-written summary · the original posting is authoritative