Wells Fargo
Senior Registered Client Associate
HOUSTON, TX · Senior · Full-time · Posted Oct 26, 2026
- Experience
- 2+ years of Brokerage and Client Services support experience, or equivalent demonstrated through one or a combination of work experience, training, military experience, or education.
- Visa sponsorship
- Not eligible for Visa sponsorship.
About the job
Supports Financial Advisors and clients with brokerage service, account operations, administrative tasks, and branch personnel guidance.
What you'll do
- Handle client service and account requests, establish and service accounts, prepare forms, and research inquiries or issues.
- Perform administrative, referral, marketing, and records-management tasks while supporting regulatory requirements.
- Advise and train branch personnel, and proactively resolve complex client and business issues.
What they ask for
- 2+ years of Brokerage and Client Services support experience, or equivalent demonstrated through work experience, training, military experience, or education.
- Successfully completed FINRA Series 7 and 63 examinations, or FINRA-recognized equivalents, sufficient to qualify for immediate FINRA registration (US only).
Nice to have
- Brokerage client support, financial-services administrative support, or direct customer interaction experience.
- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills.
Tools
Microsoft Office, Word, Excel, Outlook, PowerPoint, FINRA Series 7, FINRA Series 63, Securities Industry Essentials (SIE)
Model-written summary · the original posting is authoritative